Date authorised
4 February 2019
Companies House
11464081
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    25 Golden Square
    London
    W1F 9LU
    UNITED KINGDOM
    Phone
    +442037505624
  • Complaints Contact

    4th Floor
    25 Golden Square
    London
    W1F 9LU
    UNITED KINGDOM
    Phone
    +442037505608

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lorenz Kroeber

    IRN LXK01262

    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Matthew Burke

    IRN MXB00521

    • SMF16 Compliance Oversight (5 Dec 2022 to 31 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Dec 2022 to 31 Jul 2025)
    • [FCA CF] Client dealing (31 Mar 2021 to 26 Sep 2025)
  • Miguel Fidalgo

    IRN MXF00414

    • [FCA CF] Client dealing (1 Feb 2023 to 13 Jan 2026)
  • Milan Kecman

    IRN MXK01849

    • [FCA CF] Client dealing (30 Aug 2021 to 1 Apr 2024)
  • Nicholas Waring

    IRN NXW01213

    • CF30 Customer (since 20 Sep 2024)
    • CF4 Partner (AR) (since 20 Sep 2024)
    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Parmdeep Singh Samra

    IRN PSS01118

    • [FCA CF] Client dealing (since 8 Mar 2023)
  • Paul Hannan

    IRN PXH00583

    • [FCA CF] Significant management (26 Jul 2021 to 25 Jan 2023)
  • Piotr Pawel Ossowicz

    IRN PPO01006

    • [FCA CF] Client dealing (since 15 Aug 2024)
  • Rajat Mittal

    IRN RXM01637

    • CF4 Partner (AR) (since 16 May 2025)
    • [FCA CF] Client dealing (since 2 Jan 2023)
    • CF30 Customer (since 22 Jun 2022)
    • CF1 Director (AR) (22 Jun 2022 to 16 May 2025)
  • Sagar Pramod Gadre

    IRN SPG01131

    • CF30 Customer (4 Feb 2019 to 2 Jul 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.