Date authorised
4 February 2019
Companies House
11464081
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    25 Golden Square
    London
    W1F 9LU
    UNITED KINGDOM
    Phone
    +442037505624
  • Complaints Contact

    4th Floor
    25 Golden Square
    London
    W1F 9LU
    UNITED KINGDOM
    Phone
    +442037505608

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarbjit Nahal

    IRN SXN01310

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (4 Feb 2019 to 8 Dec 2019)
  • Signal Harmonic Limited

    IRN SXL00830

    • CF4 Partner (AR) (since 12 Mar 2025)
  • Stephen Kennedy

    IRN SXK00586

    • [FCA CF] Client dealing (since 3 Jan 2022)
  • Tavneet Bakshi

    IRN TXB01351

    • SMF3 Executive Director (since 14 Nov 2024)
    • [FCA CF] Client dealing (since 14 Feb 2022)
    • [FCA CF] Significant management (since 14 Feb 2022)
  • Thomas Seymour Mead

    IRN TXS01779

    • [FCA CF] Client dealing (since 18 Feb 2025)
  • Timothy Waterson

    IRN TXW00257

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Jul 2025)
    • SMF16 Compliance Oversight (since 31 Jul 2025)
    • [FCA CF] Client dealing (since 12 Sep 2022)
  • Tuan Hoang Thai

    IRN THT01022

    • CF30 Customer (since 18 Jan 2023)
  • Yacine Bourezak

    IRN YXB39719

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
  • Zachary Krug

    IRN ZXZ00022

    • CF1 Director (AR) (28 Dec 2022 to 26 Oct 2023)
    • CF30 Customer (28 Dec 2022 to 26 Oct 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.