Nicholas Waring

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Signal Capital Partners Limited

    FRN 815432

    • CF30 Customer (since 20 Sep 2024)
    • CF4 Partner (AR) (since 20 Sep 2024)
    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Signal HF LLP

    FRN 1016347

    • (2)Employed By (since 20 Sep 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 27 Sep 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Aug 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Aug 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (14 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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