Sigma Broking Limited

• Principal Place of Business

  Sigma Broking Ltd

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442070119695

  Web

  https://www.sigma-broking.com

• Complaints Contact

  Sigma Broking Ltd

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442070119546

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Crathern

  IRN JXC01593

  • [FCA CF] Client dealing (since 1 Oct 2025)
• John Richard Steptoe

  IRN JXS01655

  • [FCA CF] Client dealing (9 Dec 2020 to 23 Jan 2025)
  • CF30 Customer (11 Apr 2017 to 8 Dec 2019)
• John Steven Lancaster

  IRN JXL01473

  • [FCA CF] Client dealing (28 Apr 2021 to 31 Oct 2023)
• John, Michael Burt

  IRN JMB01482

  • CF30 Customer (3 Oct 2014 to 6 Apr 2016)
• Joseph Peter Cook

  IRN JXC00545

  • [FCA CF] Client dealing (since 25 Oct 2024)
  • [FCA CF] Proprietary trader (since 25 Oct 2024)
  • [FCA CF] Material risk taker (21 Feb 2023 to 25 Oct 2024)
  • [FCA CF] Client dealing (21 Feb 2023 to 25 Oct 2024)
• Joshua James Farman

  IRN JJF01081

  • [FCA CF] Client dealing (since 1 Apr 2026)
  • [FCA CF] Client dealing (11 Jun 2021 to 3 May 2023)
• Joshua Riley

  IRN JXR20987

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (2 Oct 2019 to 8 Dec 2019)
• Justin Andrew Astbury

  IRN JAA01057

  • CF30 Customer (15 Dec 2016 to 29 Nov 2019)
• Kevin Costello

  IRN KXC01355

  • SMF3 Executive Director (since 9 Feb 2026)
  • SMF1 Chief Executive (8 Oct 2025 to 15 Feb 2026)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Oct 2025)
  • CF2 Non Executive Director (22 Nov 2017 to 8 Dec 2019)
• Lee Gordine

  IRN LXG01154

  • [FCA CF] Client dealing (9 Dec 2020 to 1 Aug 2023)
  • CF30 Customer (11 Aug 2014 to 8 Dec 2019)

• Interfin Partners Limited (no longer appointed)

  FRN 765243 · Appointed 25 Jul 2017 · Until 28 Feb 2019

No changes recorded yet.