John Steven Lancaster

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sigma Broking Limited (no longer approved here)
FRN 485362
- [FCA CF] Client dealing (28 Apr 2021 to 31 Oct 2023)
Forte Securities Limited (no longer approved here)
FRN 478424
- [FCA CF] Client dealing (15 Dec 2020 to 30 Apr 2021)
Xconnect Trading Limited (no longer approved here)
FRN 403317
- [FCA CF] Client dealing (9 Dec 2019 to 16 Dec 2020)
- CF30 Customer (1 Jul 2013 to 8 Dec 2019)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (2 Jun 2008 to 11 May 2009)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (21 Feb 2008 to 11 May 2009)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (21 Feb 2008 to 11 May 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.