Sigma Broking Limited

• Principal Place of Business

  Sigma Broking Ltd

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442070119695

  Web

  https://www.sigma-broking.com

• Complaints Contact

  Sigma Broking Ltd

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442070119546

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Salvatore Pogliese

  IRN SXP01252

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (14 Mar 2014 to 8 Dec 2019)
• Samantha Carol Slaughter

  IRN SCF01027

  • [FCA CF] Client dealing (22 Sep 2022 to 31 Jan 2023)
• Sami Nehme

  IRN SXN01067

  • CF30 Customer (20 Mar 2014 to 5 Feb 2018)
• Sami Nehme

  IRN SXN00316

  • [FCA CF] Client dealing (14 Jul 2023 to 26 Feb 2024)
• Sangar Manokaran

  IRN SXM02948

  • CF30 Customer (13 Nov 2014 to 6 Aug 2018)
• Sanjeev Verma

  IRN SXV01062

  • CF30 Customer (14 Sep 2015 to 9 May 2016)
• Scott Michael John Edwards

  IRN SME01021

  • CF30 Customer (1 May 2015 to 8 Sep 2017)
• Sean Steve Pereira

  IRN SSP01031

  • SMF3 Executive Director (since 16 Oct 2025)
  • [FCA CF] Material risk taker (since 1 Sep 2025)
  • [FCA CF] Significant management (since 1 Sep 2025)
• Simon Tyson

  IRN SXT01527

  • CF1 Director (5 Aug 2008 to 24 Jul 2019)
  • CF11 Money Laundering Reporting (5 Aug 2008 to 27 Jun 2017)
  • CF3 Chief Executive (5 Aug 2008 to 21 Apr 2017)
• Spencer Terence Feltham

  IRN SXF00446

  • [FCA CF] Client dealing (1 Feb 2024 to 12 Jul 2024)

• Interfin Partners Limited (no longer appointed)

  FRN 765243 · Appointed 25 Jul 2017 · Until 28 Feb 2019

No changes recorded yet.