SHORE CAPITAL STOCKBROKERS LIMITED

• Principal Place of Business

  Shore Capital Group Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074084050

  Web

  https://www.shorecap.co.uk

• Complaints Contact

  Shore Capital Group Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074084050

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments (contractually based investment)", (when the latter is associated with this specified investment).

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments (contractually based investment)", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Bruce Walker

  IRN CBW01013

  • CF30 Customer (1 Nov 2007 to 15 Aug 2008)
  • CF21 Investment Adviser (1 Aug 2003 to 31 Oct 2007)
• Christopher Hugh Morgan

  IRN CHM01021

  • CF30 Customer (11 Jan 2016 to 11 Jan 2016)
• Christopher James Reynell Wilson

  IRN CJW01293

  • CF30 Customer (4 Jan 2019 to 8 Dec 2019)
• Christopher James Wellesley

  IRN CJW01126

  • CF30 Customer (9 Feb 2017 to 12 Jun 2017)
• Christopher John Ring

  IRN CJR01093

  • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
  • CF21 Investment Adviser (14 Jan 2002 to 31 Oct 2007)
  • CF27 Investment Management (14 Jan 2002 to 18 Jul 2007)
  • CF1 Director (14 Jan 2002 to 30 Jun 2008)
• Christopher Osborne Leverton

  IRN COL01002

  • CF21 Investment Adviser (12 Aug 2002 to 16 Jul 2007)
  • CF27 Investment Management (12 Aug 2002 to 16 Jul 2007)
• Christopher Wilfred Cochrane

  IRN CWC01043

  • CF2 Non Executive Director (14 Jun 2010 to 1 Jul 2011)
• Clive Collin Miller

  IRN CCM01083

  • CF11 Money Laundering Reporting (17 Nov 2009 to 6 Mar 2012)
  • CF10 Compliance Oversight (17 Nov 2009 to 6 Mar 2012)
• Clive William Black

  IRN CWB01029

  • [FCA CF] Client dealing (since 12 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Aug 2003 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Aug 2003 to 31 Oct 2007)
• Colin Peter Blackbourn

  IRN CPB01037

  • CF26 Customer Trading (1 Dec 2001 to 10 Sep 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2004)

No changes recorded yet.