Christopher John Ring

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 16 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF21 Investment Adviser (14 Jan 2002 to 31 Oct 2007)
    • CF27 Investment Management (14 Jan 2002 to 18 Jul 2007)
    • CF1 Director (14 Jan 2002 to 30 Jun 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.