SHORE CAPITAL STOCKBROKERS LIMITED

• Principal Place of Business

  Shore Capital Group Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074084050

  Web

  https://www.shorecap.co.uk

• Complaints Contact

  Shore Capital Group Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074084050

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments (contractually based investment)", (when the latter is associated with this specified investment).

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments (contractually based investment)", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas James Ede

  IRN NJE01027

  • [FCA CF] Client dealing (since 22 Mar 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (1 Dec 2005 to 31 Oct 2007)
• Nicholas John Conyerd

  IRN NJC01108

  • [FCA CF] Client dealing (since 12 Mar 2021)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (28 May 2003 to 31 Oct 2007)
• Nicholas John Mason Pugh

  IRN NJP01062

  • [FCA CF] Client dealing (12 Mar 2021 to 24 Aug 2022)
  • CF30 Customer (1 Sep 2015 to 8 Dec 2019)
• Nicolette Clare Simon

  IRN NCK01011

  • [FCA CF] Client dealing (since 12 Mar 2021)
  • CF30 Customer (12 Oct 2015 to 8 Dec 2019)
• Oliver Luke

  IRN OXL00032

  • [FCA CF] Client dealing (since 13 Apr 2022)
• Olivia West

  IRN OXL01015

  • CF21 Investment Adviser (10 Sep 2002 to 16 Jul 2007)
• Owen Edward Bowen Jones

  IRN OEJ01003

  • CF30 Customer (1 Oct 2011 to 4 Apr 2014)
• Paul Christopher De'Ath

  IRN PCD01063

  • CF30 Customer (5 Jun 2018 to 8 Dec 2019)
• Paul Donald Taylor

  IRN PDT01064

  • CF30 Customer (11 Oct 2010 to 18 Sep 2015)
• Paul Dunleavy

  IRN PXD01552

  • [FCA CF] Client dealing (12 Mar 2021 to 24 Aug 2023)
  • CF30 Customer (25 May 2010 to 8 Dec 2019)

No changes recorded yet.