Paul Dunleavy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marex Financial (no longer approved here)
FRN 442767
- [FCA CF] Client dealing (27 Feb 2024 to 1 Aug 2024)
SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)
FRN 124784
- [FCA CF] Client dealing (12 Mar 2021 to 24 Aug 2023)
- CF30 Customer (25 May 2010 to 8 Dec 2019)
Platform Securities LLP (no longer approved here)
FRN 214206
- CF30 Customer (29 Mar 2010 to 11 May 2010)
Interactive Investor Services Limited (no longer approved here)
FRN 141282
- CF30 Customer (1 Nov 2007 to 11 May 2010)
- CF26 Customer Trading (14 Sep 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.