Sherpa Financial Solutions Limited

Companies House
10460661
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 New Farm Lane
    Northwood
    Middlesex
    HA6 1HD
    UNITED KINGDOM
    Phone
    +447900824539

  • Complaints Contact

    10 New Farm Lane
    Northwood
    Middlesex
    HA6 1HD
    UNITED KINGDOM
    Phone
    +447900824539

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shaun Miles Stentiford

    IRN SMS01128

    • (13)4. Giving personal recommendations on retail investment products which are not broker funds
    • (12)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (10)[FCA CF] Functions requiring qualifications (1 Apr 2020 to 29 Apr 2026)
    • (9)[FCA CF] Client dealing (1 Apr 2020 to 29 Apr 2026)
    • (3)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Apr 2026)
    • (4)SMF16 Compliance Oversight (9 Dec 2019 to 29 Apr 2026)
    • (5)SMF3 Executive Director (9 Dec 2019 to 29 Apr 2026)
    • (1)Responsible for Insurance Distribution (1 Oct 2018 to 29 Apr 2026)
    • (8)CF10 Compliance Oversight (6 Mar 2017 to 8 Dec 2019)
    • (11)CF1 Director (6 Mar 2017 to 8 Dec 2019)
    • (6)CF30 Customer (6 Mar 2017 to 8 Dec 2019)
    • (7)CF11 Money Laundering Reporting (6 Mar 2017 to 8 Dec 2019)
    • (2)Responsible for Insurance Mediation (6 Mar 2017 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

  1. permission removed: Advising on Pension Transfers and Pension Opt Outs

  2. permission removed: Advising on investments (except on Pension Transfers and Pension Opt Outs)

  3. permission removed: Agreeing to carry on a regulated activity

  4. permission removed: Arranging (bringing about) deals in investments

  5. permission removed: Debt-counselling

  6. permission removed: Making arrangements with a view to transactions in investments

  7. requirement removed: OR-0144027

  8. requirement removed: OR-0215628

  9. controlled function added: (13)4. Giving personal recommendations on retail investment products which are not broker funds

  10. status changed: No longer authorised

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