Shaun Miles Stentiford

Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sherpa Financial Solutions Limited

    FRN 768336

    • (13)4. Giving personal recommendations on retail investment products which are not broker funds
    • (12)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (10)[FCA CF] Functions requiring qualifications (1 Apr 2020 to 29 Apr 2026)
    • (9)[FCA CF] Client dealing (1 Apr 2020 to 29 Apr 2026)
    • (3)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Apr 2026)
    • (4)SMF16 Compliance Oversight (9 Dec 2019 to 29 Apr 2026)
    • (5)SMF3 Executive Director (9 Dec 2019 to 29 Apr 2026)
    • (1)Responsible for Insurance Distribution (1 Oct 2018 to 29 Apr 2026)
    • (8)CF10 Compliance Oversight (6 Mar 2017 to 8 Dec 2019)
    • (11)CF1 Director (6 Mar 2017 to 8 Dec 2019)
    • (6)CF30 Customer (6 Mar 2017 to 8 Dec 2019)
    • (7)CF11 Money Laundering Reporting (6 Mar 2017 to 8 Dec 2019)
    • (2)Responsible for Insurance Mediation (6 Mar 2017 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at Sherpa Financial Solutions Limited

  2. controlled function removed: SMF16 Compliance Oversight at Sherpa Financial Solutions Limited

  3. controlled function removed: SMF3 Executive Director at Sherpa Financial Solutions Limited

  4. controlled function removed: [FCA CF] Client dealing at Sherpa Financial Solutions Limited

  5. controlled function removed: [FCA CF] Functions requiring qualifications at Sherpa Financial Solutions Limited

  6. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Sherpa Financial Solutions Limited

  7. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Sherpa Financial Solutions Limited

  8. controlled function removed: Responsible for Insurance Distribution at Sherpa Financial Solutions Limited

  9. controlled function added: (1)Responsible for Insurance Distribution at Sherpa Financial Solutions Limited

  10. controlled function added: (2)Responsible for Insurance Mediation at Sherpa Financial Solutions Limited

Show more