Sherpa Financial Solutions Limited

Companies House
10460661
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 New Farm Lane
    Northwood
    Middlesex
    HA6 1HD
    UNITED KINGDOM
    Phone
    +447900824539

  • Complaints Contact

    10 New Farm Lane
    Northwood
    Middlesex
    HA6 1HD
    UNITED KINGDOM
    Phone
    +447900824539

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shaun Miles Stentiford

    IRN SMS01128

    • (13)4. Giving personal recommendations on retail investment products which are not broker funds
    • (12)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (10)[FCA CF] Functions requiring qualifications (1 Apr 2020 to 29 Apr 2026)
    • (9)[FCA CF] Client dealing (1 Apr 2020 to 29 Apr 2026)
    • (3)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Apr 2026)
    • (4)SMF16 Compliance Oversight (9 Dec 2019 to 29 Apr 2026)
    • (5)SMF3 Executive Director (9 Dec 2019 to 29 Apr 2026)
    • (1)Responsible for Insurance Distribution (1 Oct 2018 to 29 Apr 2026)
    • (8)CF10 Compliance Oversight (6 Mar 2017 to 8 Dec 2019)
    • (11)CF1 Director (6 Mar 2017 to 8 Dec 2019)
    • (6)CF30 Customer (6 Mar 2017 to 8 Dec 2019)
    • (7)CF11 Money Laundering Reporting (6 Mar 2017 to 8 Dec 2019)
    • (2)Responsible for Insurance Mediation (6 Mar 2017 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (12)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  2. controlled function added: (11)CF1 Director

  3. controlled function added: (10)[FCA CF] Functions requiring qualifications

  4. controlled function added: (9)[FCA CF] Client dealing

  5. controlled function added: (8)CF10 Compliance Oversight

  6. controlled function added: (7)CF11 Money Laundering Reporting

  7. controlled function added: (6)CF30 Customer

  8. controlled function added: (5)SMF3 Executive Director

  9. controlled function added: (4)SMF16 Compliance Oversight

  10. controlled function added: (3)SMF17 Money Laundering Reporting Officer (MLRO)

Show more