Sheila Tarr Limited

• Principal Place of Business

  54 Botley Road

  Park Gate

  Southampton

  Hampshire

  SO31 1BB

  UNITED KINGDOM

  Phone

  +4401489574355

  Web

  https://www.sheilatarr.co.uk

• Complaints Contact

  54 Botley Road

  Park Gate

  Southampton

  Hampshire

  SO31 1BB

  UNITED KINGDOM

  Phone

  +4401489574355

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Eleanor McIlroy

  IRN EXM01698

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (14 Feb 2017 to 8 Dec 2019)
• Helen Mary Phillips

  IRN HMP01022

  • CF21 Investment Adviser (1 Feb 2006 to 21 Mar 2006)
• Jeremy David Tarr

  IRN JDT01103

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 20 Jun 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Jun 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 20 Jun 2024)
  • Responsible for Insurance Distribution (11 Apr 2019 to 20 Jun 2024)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 20 Jun 2024)
  • CF11 Money Laundering Reporting (16 Jan 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 Jan 2015 to 8 Dec 2019)
  • CF1 Director (16 Jan 2015 to 8 Dec 2019)
  • CF30 Customer (1 Mar 2014 to 8 Dec 2019)
• John Richard Howse

  IRN JRH01274

  • 9A. Advising on P2P agreements
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Sep 2023)
  • Responsibility for MCD Intermediation (since 29 Sep 2023)
  • Responsible for Insurance Distribution (since 29 Sep 2023)
  • SMF16 Compliance Oversight (since 29 Sep 2023)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (11 Feb 2015 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2012 to 8 Dec 2019)
• Kathryn Thomson

  IRN KXT00301

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 20 Mar 2024)
  • [FCA CF] Client dealing (since 20 Mar 2024)
• Margaret Elizabeth Parker

  IRN MEP01039

  • CF30 Customer (1 Nov 2007 to 21 Aug 2008)
  • CF24 Pension Transfer Specialist (1 Feb 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Feb 2006 to 31 Oct 2007)
• Michael Francis Noble

  IRN MXN00022

  • CF21 Investment Adviser (8 Jun 2006 to 31 Jul 2006)
• Rebecca Katy Jane Fritter

  IRN RKF00009

  • 9A. Advising on P2P agreements
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 20 Jun 2024)
  • CF1 Director (11 Feb 2015 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 23 Jul 2010)
  • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Feb 2006 to 4 Jul 2007)
• Sheila Christine Tarr

  IRN SCT00002

  • CF30 Customer (1 Nov 2007 to 27 Nov 2014)
  • CF1 Director (1 Feb 2006 to 27 Nov 2014)
  • CF10 Compliance Oversight (1 Feb 2006 to 27 Nov 2014)
  • CF11 Money Laundering Reporting (1 Feb 2006 to 27 Nov 2014)
  • CF21 Investment Adviser (1 Feb 2006 to 31 Oct 2007)
  • Responsible for Insurance Mediation (1 Feb 2006 to 27 Nov 2014)
  • CF8 Apportionment and Oversight (1 Feb 2006 to 31 Mar 2009)
• Sian Elizabeth Oliver

  IRN SEJ01019

  • CF30 Customer (1 Nov 2017 to 26 Sep 2018)

No changes recorded yet.