Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sheila Tarr Limited
FRN 439720
- 9A. Advising on P2P agreements
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 20 Jun 2024)
- CF1 Director (11 Feb 2015 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 23 Jul 2010)
- CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Feb 2006 to 4 Jul 2007)
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- (8)Employed By (14 Mar 2011 to 20 Feb 2012)
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- CF30 Customer (1 Sep 2010 to 20 Jun 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.