Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Feb 2017 to 8 Dec 2019)
  • HJS Financial Planning Limited (no longer approved here)

    FRN 218007

    • (3)Employed By (23 Feb 2016 to 21 Dec 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (23 Feb 2016 to 21 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

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