Shanghai Pudong Development Bank Co., Ltd

• Principal Place of Business

  19th Floor, 1 Angel Court

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +442078263100

• Complaints Contact

  19th Floor, 1 Angel Court,

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +442078263100

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · The firm can accept wholesale deposits only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roshan Rajesh Patel

  IRN RXP00530

  • [PRA CF] Significant risk taker or Material risk taker (22 Feb 2023 to 30 Aug 2024)
• Satbinder Dhesi

  IRN SXD00719

  • [PRA CF] Key function holder (since 8 Mar 2023)
• Shahid Aslam

  IRN SXA00885

  • [PRA CF] Key function holder (since 27 Sep 2023)
• Song Peng

  IRN SXP02923

  • SMF19 Head of Overseas Branch/Head of Overseas (5 Aug 2022 to 11 Aug 2025)
  • SMF22 Other Local Responsibility (7 Mar 2022 to 13 Aug 2024)
  • SMF2 Chief Finance (18 Dec 2017 to 7 Mar 2022)
• Stuart MacPherson Moffat

  IRN SMM01081

  • SMF4 Chief Risk (since 21 Jan 2020)
• Tamer Daywood

  IRN TXD00252

  • [PRA CF] Significant risk taker or Material risk taker (22 Feb 2023 to 13 Mar 2026)
• Theodore Becchetti

  IRN TXB01850

  • SMF4 Chief Risk (3 Sep 2018 to 9 May 2019)
• Wan Gyn Serene Tan

  IRN WXT56107

  • [PRA CF] Key function holder (since 23 Jul 2018)
• Weining Sun

  IRN WXS56116

  • [PRA CF] Key function holder (since 16 Jul 2018)
• Wenjie Yin

  IRN WXY56117

  • [PRA CF] Key function holder (1 Aug 2018 to 4 Dec 2024)

No changes recorded yet.