Stuart MacPherson Moffat

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Shanghai Pudong Development Bank Co., Ltd
FRN 777597
- SMF4 Chief Risk (since 21 Jan 2020)
TSB Bank plc (no longer approved here)
FRN 191240
- CF30 Customer (10 Jul 2014 to 6 Mar 2016)
Mizuho Bank, Ltd. (no longer approved here)
FRN 139195
- CF26 Customer Trading (9 Jul 2004 to 20 Dec 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.