Shanghai Pudong Development Bank Co., Ltd

• Principal Place of Business

  19th Floor, 1 Angel Court

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +442078263100

• Complaints Contact

  19th Floor, 1 Angel Court,

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +442078263100

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · The firm can accept wholesale deposits only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony John Davis

  IRN AJD01188

  • [PRA CF] Key function holder (16 Jul 2018 to 2 Apr 2024)
  • [FCA CF] Manager of certification employee (16 Jul 2018 to 2 Apr 2024)
• Bo Peng

  IRN BXP66041

  • [FCA CF] Client dealing (8 Mar 2023 to 31 Mar 2025)
• Charetina Trola

  IRN CXT00576

  • [PRA CF] Key function holder (since 20 Jan 2026)
• Chee Hou Thong

  IRN CXT56115

  • [PRA CF] Key function holder (16 Jul 2018 to 31 Mar 2022)
• Chen Chen

  IRN CXC00714

  • [PRA CF] Key function holder (since 28 Feb 2023)
• Chengjia Wu

  IRN CXW00813

  • [PRA CF] Significant risk taker or Material risk taker (since 27 Oct 2025)
• Deying Kong

  IRN DXK01555

  • [FCA CF] Client dealing (2 Aug 2018 to 31 May 2022)
• Ge Li

  IRN GXL01686

  • SMF19 Head of Overseas Branch/Head of Overseas (since 14 May 2025)
  • SMF22 Other Local Responsibility (18 Dec 2017 to 18 Jun 2021)
• Guoxue Sun

  IRN GXS00073

  • [PRA CF] Key function holder (17 Jul 2018 to 30 Jun 2022)
  • [FCA CF] Manager of certification employee (17 Jul 2018 to 30 Jun 2022)
• Hanfang Tan

  IRN HXT56111

  • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2019)

No changes recorded yet.