Shanghai Pudong Development Bank Co., Ltd

• Principal Place of Business

  19th Floor, 1 Angel Court

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +442078263100

• Complaints Contact

  19th Floor, 1 Angel Court,

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +442078263100

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · The firm can accept wholesale deposits only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ho Yan Chan

  IRN HXC00211

  • [PRA CF] Significant risk taker or Material risk taker (13 Feb 2022 to 5 Apr 2024)
• James Charles Blatchford Collins

  IRN JCC01128

  • [PRA CF] Significant risk taker or Material risk taker (since 5 Jul 2018)
• Jeannie Rosselli

  IRN JXR56120

  • [PRA CF] Key function holder (since 25 Jul 2018)
• Jia Xu

  IRN JXX56114

  • [PRA CF] Key function holder (24 Jul 2018 to 9 Aug 2023)
• Jiahui Liang

  IRN JXL00596

  • [FCA CF] Client dealing (13 Feb 2022 to 20 Dec 2023)
• Jian Fu

  IRN JXF00656

  • [PRA CF] Significant risk taker or Material risk taker (since 7 Jan 2025)
• Jianting Wei

  IRN JXW01131

  • [PRA CF] Significant risk taker or Material risk taker (26 Sep 2022 to 20 Jun 2025)
• Jie Dai

  IRN JXD56106

  • [FCA CF] Manager of certification employee (23 Jul 2018 to 1 Aug 2024)
  • [PRA CF] Key function holder (18 Jul 2018 to 1 Aug 2024)
• Jie Lu

  IRN JXL56108

  • SMF22 Other Local Responsibility (since 17 Jul 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 5 Jul 2018)
  • [FCA CF] Manager of certification employee (since 5 Jul 2018)
• John Michel Sebastian Burns

  IRN JXB56110

  • [PRA CF] Significant risk taker or Material risk taker (17 Jun 2019 to 20 May 2022)

No changes recorded yet.