Shanghai Pudong Development Bank Co., Ltd

• Principal Place of Business

  19th Floor, 1 Angel Court

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +442078263100

• Complaints Contact

  19th Floor, 1 Angel Court,

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +442078263100

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · The firm can accept wholesale deposits only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joshua Ngai Chun Wang

  IRN JXW01196

  • [PRA CF] Significant risk taker or Material risk taker (since 7 Jan 2025)
• Kam Yuen William Lam

  IRN KXL00290

  • [PRA CF] Significant risk taker or Material risk taker (since 15 Sep 2023)
• Kin Ho Yuen

  IRN KXY00008

  • [FCA CF] Client dealing (since 2 Sep 2020)
• Kin Wah Yan

  IRN KXY00052

  • [PRA CF] Key function holder (15 Aug 2023 to 27 Feb 2026)
• Kok-Wah Liu

  IRN KXL56118

  • [PRA CF] Key function holder (since 13 Jun 2019)
• Lin Ge

  IRN LXG00434

  • [PRA CF] Significant risk taker or Material risk taker (since 25 Feb 2025)
• Luhuan Sheng

  IRN LXS00850

  • [PRA CF] Significant risk taker or Material risk taker (since 22 Jan 2026)
• Luoqing Zhao

  IRN LXZ56112

  • [FCA CF] Client dealing (15 Oct 2018 to 11 Aug 2023)
• Malcolm John Day

  IRN MJD01163

  • [FCA CF] Client dealing (29 Apr 2020 to 9 Feb 2023)
• Marcin Jan Wierzbicki

  IRN MXJ00259

  • [PRA CF] Key function holder (20 Nov 2020 to 21 Dec 2023)

No changes recorded yet.