Shanghai Pudong Development Bank Co., Ltd

• Principal Place of Business

  19th Floor, 1 Angel Court

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +442078263100

• Complaints Contact

  19th Floor, 1 Angel Court,

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +442078263100

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

  Show 1 limitation Hide limitations

  • · The firm can accept wholesale deposits only

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Meng Yu

  IRN MXY66039

  • [FCA CF] Client dealing (since 5 Apr 2022)
• Minzhao Peng

  IRN MXP00629

  • [PRA CF] Significant risk taker or Material risk taker (13 Feb 2022 to 6 Sep 2024)
• Mumu Duan

  IRN MXD00986

  • [PRA CF] Significant risk taker or Material risk taker (since 15 Oct 2025)
  • [FCA CF] Manager of certification employee (since 15 Oct 2025)
• Paola Roberta De Oliveira

  IRN PXD00400

  • [PRA CF] Key function holder (since 4 Apr 2024)
• Peng Cui

  IRN PXC00072

  • [PRA CF] Significant risk taker or Material risk taker (17 Aug 2020 to 4 Aug 2023)
• Peng Xu

  IRN PXX00002

  • [PRA CF] Key function holder (8 Mar 2023 to 13 Jan 2026)
  • [PRA CF] Significant risk taker or Material risk taker (8 Mar 2023 to 9 Mar 2023)
• Pengjiang Fu

  IRN PXF01237

  • [FCA CF] Client dealing (13 Feb 2022 to 17 Nov 2024)
• Pingzhou Wang

  IRN PXW00445

  • [PRA CF] Significant risk taker or Material risk taker (24 Oct 2024 to 13 Feb 2026)
• Rajendra Chokshi

  IRN RXC01685

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Dec 2017)
  • SMF16 Compliance Oversight (since 18 Dec 2017)
• Richard John Settle

  IRN RJS01529

  • SMF4 Chief Risk (18 Dec 2017 to 5 Apr 2018)

No changes recorded yet.