Shanghai Pudong Development Bank Co., Ltd

• Principal Place of Business

  19th Floor, 1 Angel Court

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +442078263100

• Complaints Contact

  19th Floor, 1 Angel Court,

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +442078263100

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · The firm can accept wholesale deposits only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Xian Zhu

  IRN XXZ00023

  • [PRA CF] Significant risk taker or Material risk taker (22 Feb 2023 to 30 Oct 2025)
• Xiaohan Wang

  IRN XXW56109

  • [PRA CF] Significant risk taker or Material risk taker (5 Jul 2018 to 21 Jan 2021)
• Xiaoqing Hu

  IRN XXH00007

  • SMF2 Chief Finance (since 11 Apr 2022)
• Xiaoyu Guo

  IRN XXG00009

  • [FCA CF] Client dealing (since 15 Jul 2024)
• Xin Chen

  IRN XXC01195

  • SMF19 Head of Overseas Branch/Head of Overseas (18 Dec 2017 to 31 Mar 2022)
• Ya Huang

  IRN YXH56119

  • [PRA CF] Key function holder (27 Nov 2018 to 10 Feb 2022)
• Yajie Xu

  IRN YXX00013

  • [PRA CF] Significant risk taker or Material risk taker (24 Nov 2023 to 17 Apr 2025)
• Yan Hao

  IRN YXH00060

  • [PRA CF] Key function holder (since 26 Jun 2023)
• Yang Yue

  IRN YXY00003

  • [PRA CF] Significant risk taker or Material risk taker (since 24 Feb 2020)
• Yao Liang

  IRN YXL00100

  • [PRA CF] Key function holder (since 21 Jul 2023)

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