SFM UK Management LLP

• Principal Place of Business

  1 New Burlington Place

  London

  W1S 2HR

  UNITED KINGDOM

  Phone

  +4402077584800

• Complaints Contact

  1 New Burlington Place

  London

  W1S 2HR

  UNITED KINGDOM

  Phone

  +4402077584863

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Knapp

  IRN MXK00839

  • SMF27 Partner (since 18 Nov 2024)
  • SMF16 Compliance Oversight (18 Nov 2024 to 7 Apr 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (18 Nov 2024 to 7 Apr 2026)
• Matthew Paul Johnson

  IRN MPJ01024

  • CF30 Customer (4 May 2011 to 2 Dec 2011)
  • CF4 Partner (27 Apr 2011 to 2 Dec 2011)
  • CF3 Chief Executive (27 Apr 2011 to 2 Dec 2011)
• Matthew Wain

  IRN MXW02005

  • CF30 Customer (30 Mar 2012 to 8 Dec 2019)
• Matthew William Stonebridge

  IRN MWS01119

  • CF30 Customer (10 Jun 2016 to 6 Feb 2018)
• Matthew peter Zambetti

  IRN MPZ01002

  • CF30 Customer (9 Jan 2018 to 8 Dec 2019)
• Michael Germino

  IRN MXG02039

  • CF30 Customer (30 Apr 2012 to 1 Oct 2015)
• Michael John Flynn

  IRN MJF01264

  • SMF16 Compliance Oversight (6 Aug 2021 to 15 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Apr 2020)
  • CF11 Money Laundering Reporting (31 Aug 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Feb 2010 to 19 May 2011)
• Mikhail Isaakovic Bekker

  IRN MIB01035

  • [FCA CF] Client dealing (since 4 Nov 2024)
• Mohamed Ellouze

  IRN MME01022

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
  • SMF27 Partner (9 Dec 2019 to 8 Jan 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2024)
  • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
  • CF4 Partner (19 Aug 2019 to 8 Dec 2019)
• Murat Ozbaydar

  IRN MXO01532

  • CF30 Customer (28 Jul 2014 to 9 Nov 2017)

No changes recorded yet.