Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SFM UK Management LLP (no longer approved here)

    FRN 486382

    • SMF16 Compliance Oversight (6 Aug 2021 to 15 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Apr 2020)
    • CF11 Money Laundering Reporting (31 Aug 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2010 to 19 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.