Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Isabella Capital Management LLP (no longer approved here)

    FRN 1013836

    • [FCA CF] Client dealing (20 Jan 2025 to 18 Nov 2025)
    • SMF16 Compliance Oversight (2 Dec 2024 to 18 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Dec 2024 to 18 Nov 2025)
    • SMF27 Partner (2 Dec 2024 to 18 Nov 2025)
  • SFM UK Management LLP (no longer approved here)

    FRN 486382

    • CF30 Customer (4 May 2011 to 2 Dec 2011)
    • CF3 Chief Executive (27 Apr 2011 to 2 Dec 2011)
    • CF4 Partner (27 Apr 2011 to 2 Dec 2011)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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