Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (20 Jan 2025 to 18 Nov 2025)
- SMF16 Compliance Oversight (2 Dec 2024 to 18 Nov 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (2 Dec 2024 to 18 Nov 2025)
- SMF27 Partner (2 Dec 2024 to 18 Nov 2025)
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- CF30 Customer (4 May 2011 to 2 Dec 2011)
- CF3 Chief Executive (27 Apr 2011 to 2 Dec 2011)
- CF4 Partner (27 Apr 2011 to 2 Dec 2011)
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- CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.