SFM UK Management LLP

• Principal Place of Business

  1 New Burlington Place

  London

  W1S 2HR

  UNITED KINGDOM

  Phone

  +4402077584800

• Complaints Contact

  1 New Burlington Place

  London

  W1S 2HR

  UNITED KINGDOM

  Phone

  +4402077584863

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Karina Cooper

  IRN KXR01239

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2026)
  • SMF16 Compliance Oversight (since 31 Mar 2026)
• Kasedith Vardhanabhuti

  IRN KXV01050

  • CF30 Customer (18 Feb 2011 to 31 Dec 2011)
• Lawrence Choe

  IRN LXC01659

  • CF30 Customer (17 Sep 2014 to 17 Mar 2017)
• Leighton Thomas

  IRN LJT01068

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (5 Feb 2020 to 1 Jan 2022)
  • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
• Lenka Vackova

  IRN LXV00067

  • SMF27 Partner (18 Dec 2023 to 8 Aug 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (18 Dec 2023 to 8 Aug 2024)
  • SMF16 Compliance Oversight (18 Dec 2023 to 8 Aug 2024)
• Ludovic Nicolas Roland Walter

  IRN LNW01009

  • CF30 Customer (10 Jan 2019 to 8 Dec 2019)
• Marc Andrew Talbot

  IRN MAT01212

  • CF30 Customer (11 Apr 2016 to 17 Aug 2017)
• Maryann Canfield

  IRN MXC02139

  • CF4 Partner (2 Dec 2008 to 26 Feb 2019)
• Mateusz Andrzej Solinski

  IRN MAS01364

  • CF30 Customer (7 May 2013 to 31 Jul 2018)
• Matthew John Downing

  IRN MJD01361

  • [FCA CF] Client dealing (since 3 Jan 2023)

No changes recorded yet.