Date authorised
1 April 2013
Companies House
07859793
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    29 Moorings Reach
    Brixham
    Torbay
    TQ5 9TB
    UNITED KINGDOM
    Phone
    +4401803428769
  • Complaints Contact

    29 Moorings Reach
    Brixham
    Torbay
    TQ5 9TB
    UNITED KINGDOM
    Phone
    +4407779104197

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Watts

    IRN AXW88326

    • [FCA CF] Functions requiring qualifications (1 May 2021 to 27 Sep 2023)
    • [FCA CF] Client dealing (6 Jul 2020 to 14 Dec 2022)
  • Amanda Copperthwaite

    IRN AXC02366

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 May 2021)
    • [FCA CF] Client dealing (1 May 2021 to 14 Dec 2022)
  • Carl Stokes

    IRN CXS01530

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 23 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 1 May 2021)
    • [FCA CF] Client dealing (9 Jan 2020 to 14 Dec 2022)
    • CF1 Director (18 Jun 2012 to 16 Aug 2017)
  • Caroline Rumley

    IRN CXR00088

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 26 Jun 2024)
  • Charlotte Southall

    IRN CXN00048

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 May 2021)
    • [FCA CF] Client dealing (9 Jan 2020 to 14 Dec 2022)
  • David Rex Pye

    IRN DRP00041

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 23 Apr 2024)
  • Ewa Karolina Sozanska

    IRN EKS01027

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Sep 2023)
    • SMF16 Compliance Oversight (since 4 Sep 2023)
    • Responsible for Insurance Distribution (since 5 Aug 2022)
    • Responsibility for MCD Intermediation (since 5 Aug 2022)
    • SMF3 Executive Director (since 5 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 1 May 2021)
    • [FCA CF] Client dealing (9 Jan 2020 to 14 Dec 2022)
  • Ian Arthur Butcher

    IRN IXB81855

    • [FCA CF] Functions requiring qualifications (1 May 2021 to 25 Oct 2023)
    • [FCA CF] Client dealing (9 Jan 2020 to 14 Dec 2022)
  • John Antony Freeth

    IRN JXF00081

    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 7 Sep 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Sep 2023)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 7 Sep 2023)
    • CF11 Money Laundering Reporting (25 Feb 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Feb 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (10 Feb 2012 to 30 Sep 2018)
    • CF1 Director (10 Feb 2012 to 8 Dec 2019)
  • John Paul Ronald Baker

    IRN JPB01243

    • [FCA CF] Functions requiring qualifications (6 Dec 2023 to 14 Mar 2024)
    • [FCA CF] Client dealing (6 Dec 2023 to 14 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.