John Paul Ronald Baker

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OSL Financial Services Ltd

    FRN 948512

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 22 Nov 2021)
    • Responsibility for MCD Intermediation (since 22 Nov 2021)
    • Responsible for Insurance Distribution (since 22 Nov 2021)
    • SMF16 Compliance Oversight (since 22 Nov 2021)
    • SMF3 Executive Director (since 22 Nov 2021)
  • Select Mortgages UK Limited (no longer approved here)

    FRN 571378

    • [FCA CF] Client dealing (6 Dec 2023 to 14 Mar 2024)
    • [FCA CF] Functions requiring qualifications (6 Dec 2023 to 14 Mar 2024)
  • ABC FINANCE LIMITED (no longer approved here)

    FRN 304671

    • [FCA CF] Functions requiring qualifications (3 Jan 2023 to 4 Apr 2023)
  • Peritus Private Finance Limited (no longer approved here)

    FRN 729282

    • Appointed representative dealing with clients for which they require qualification (8 Oct 2020 to 19 Nov 2021)
    • CF1 Director (AR) (2 Dec 2019 to 19 Nov 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (26 Jan 2009 to 25 Apr 2012)

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Updates to this individual's record on the FCA register.

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