Caroline Rumley

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Select Mortgages UK Limited

    FRN 571378

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 26 Jun 2024)
  • Hadlington Limited (no longer approved here)

    FRN 928987

    • [FCA CF] Functions requiring qualifications (7 Jun 2021 to 27 Jun 2024)
    • [FCA CF] CASS oversight function (7 Jun 2021 to 27 Jun 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (13 Jul 2016 to 1 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • CF22 Investment Adviser (Trainee) (14 Sep 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.