SEILERN INVESTMENT MANAGEMENT LTD.

• Principal Place of Business

  Burdett House

  15-16 Buckingham Street

  London

  WC2N 6DU

  UNITED KINGDOM

  Phone

  +4402074941996

  Web

  https://www.seilerninvest.com

• Complaints Contact

  Burdett House

  15-16 Buckingham Street

  London

  WC2N 6DU

  UNITED KINGDOM

  Phone

  +442074941996

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jean-Michel Antoine Boehm

  IRN JXB01419

  • Director of firm who is not a certification employee or a SMF manager (since 26 Feb 2025)
  • Director of firm who is not a certification employee or a SMF manager (31 Jul 2021 to 12 Mar 2024)
  • [FCA CF] Significant management (4 Jan 2021 to 31 Jul 2021)
  • [FCA CF] Material risk taker (4 Jan 2021 to 31 Jul 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 14 Jul 2020)
  • SMF3 Executive Director (9 Dec 2019 to 3 Aug 2021)
  • CF11 Money Laundering Reporting (6 Aug 2014 to 24 Sep 2018)
  • CF3 Chief Executive (6 Aug 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Aug 2014 to 24 Sep 2018)
  • CF1 Director (6 Aug 2014 to 8 Dec 2019)
  • CF30 Customer (12 May 2014 to 8 Dec 2019)
• Jeanette Patela

  IRN JXP00802

  • [FCA CF] Client dealing (31 Mar 2023 to 20 Jun 2025)
  • [FCA CF] Material risk taker (31 Mar 2023 to 31 Oct 2023)
• Jeroen Gustaaf Bos

  IRN JGB01058

  • CF1 Director (2 Jul 2003 to 12 Aug 2003)
  • CF27 Investment Management (1 Dec 2001 to 12 Aug 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2003)
• John George Ludwig

  IRN JGL01034

  • CF2 Non Executive Director (1 Dec 2001 to 16 Dec 2013)
• John Grant

  IRN JXG11292

  • [FCA CF] Client dealing (since 2 Feb 2021)
  • [FCA CF] Material risk taker (2 Feb 2021 to 19 Jan 2024)
  • CF30 Customer (12 Feb 2019 to 8 Dec 2019)
• Jonathan Solomon

  IRN JXS02415

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Oct 2025)
  • SMF16 Compliance Oversight (since 31 Oct 2025)
• Karl Safft

  IRN KXS00254

  • [FCA CF] Client dealing (30 Mar 2021 to 1 Jan 2022)
  • [FCA CF] Material risk taker (30 Mar 2021 to 1 Jan 2022)
• Leopoldo de Salinas Harnden

  IRN LXD01264

  • CF30 Customer (24 Mar 2010 to 15 Apr 2011)
• Louis Wood

  IRN LXW00056

  • [FCA CF] Client dealing (11 Jan 2021 to 20 Jun 2025)
  • [FCA CF] Material risk taker (11 Jan 2021 to 19 Jan 2024)
• Majlinda Cika

  IRN MXC00739

  • [FCA CF] Material risk taker (27 Apr 2022 to 20 Sep 2022)

• Thomas Stanley Rowan (no longer appointed)

  FRN 218738 · Appointed 11 Sep 2002 · Until 1 Dec 2009

• Anthony Michael Everett (no longer appointed)

  FRN 212011 · Appointed 22 May 2002 · Until 9 Jul 2015

No changes recorded yet.