Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SEILERN INVESTMENT MANAGEMENT LTD.
FRN 144827
- Director of firm who is not a certification employee or a SMF manager (since 26 Feb 2025)
- Director of firm who is not a certification employee or a SMF manager (31 Jul 2021 to 12 Mar 2024)
- [FCA CF] Material risk taker (4 Jan 2021 to 31 Jul 2021)
- [FCA CF] Significant management (4 Jan 2021 to 31 Jul 2021)
- SMF1 Chief Executive (9 Dec 2019 to 14 Jul 2020)
- SMF3 Executive Director (9 Dec 2019 to 3 Aug 2021)
- CF1 Director (6 Aug 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (6 Aug 2014 to 24 Sep 2018)
- CF11 Money Laundering Reporting (6 Aug 2014 to 24 Sep 2018)
- CF3 Chief Executive (6 Aug 2014 to 8 Dec 2019)
- CF30 Customer (12 May 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 4 Oct 2008)
- CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.