Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SEILERN INVESTMENT MANAGEMENT LTD.
FRN 144827
- SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Oct 2025)
- SMF16 Compliance Oversight (since 31 Oct 2025)
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- [FCA CF] Client dealing (31 Mar 2021 to 30 Aug 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Aug 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Aug 2024)
- SMF3 Executive Director (9 Dec 2019 to 30 Aug 2024)
- CF30 Customer (29 Mar 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (15 Jun 2009 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Jun 2009 to 8 Dec 2019)
- CF1 Director (15 Jun 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.