Date authorised
1 April 2013
Companies House
06317314
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    South Essex House
    North Road
    South Ockendon
    Essex
    RM15 5BE
    UNITED KINGDOM
    Phone
    +441708850000
  • Complaints Contact

    South Essex House
    North Road
    South Ockendon
    Essex
    RM15 5BE
    UNITED KINGDOM
    Phone
    +441708850000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Christopher John Hews

    IRN MCH01090

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 18 Jan 2023)
    • CF2 Non Executive Director (9 Sep 2013 to 8 Dec 2019)
    • CF28 Systems and controls (1 Apr 2009 to 17 May 2016)
    • CF29 Significant management (1 Apr 2009 to 17 May 2016)
  • Mary Mandy Jane Lavin

    IRN MML01059

    • CF1 Director (AR) (4 Jan 2017 to 16 Mar 2018)
  • Matthew Mervyn Pyke

    IRN MXP01502

    • SMF3 Executive Director (since 5 Apr 2023)
    • SMF9 Chair of the Governing Body (since 5 Apr 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2022)
  • Michael Howard Tripp

    IRN MHT01032

    • CF2 Non Executive Director (1 Apr 2008 to 5 Jun 2013)
    • Responsible for Insurance Mediation (1 Apr 2008 to 5 Jun 2013)
    • CF8 Apportionment and Oversight (1 Apr 2008 to 31 Mar 2009)
  • Michael Owen

    IRN MXO01640

    • CF1 Director (AR) (23 Oct 2015 to 12 Feb 2016)
  • Oliver Charles Saint John Hoare

    IRN OCH01002

    • CF2 Non Executive Director (AR) (20 Jul 2017 to 24 May 2022)
  • Paul Cockram

    IRN PXC02409

    • CF1 Director (AR) (11 Feb 2017 to 2 Mar 2020)
  • Paul John Glasper

    IRN PJG01287

    • [FCA CF] Manager of certification employee (since 1 Nov 2022)
    • SMF3 Executive Director (2 Feb 2023 to 20 Apr 2026)
  • Peter Stuart Beaumont

    IRN PSB01075

    • CF1 Director (AR) (1 Dec 2009 to 31 May 2018)
  • Stephen Astley

    IRN SXA02416

    • SMF3 Executive Director (since 5 Apr 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.