Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 10 Jan 2020)
    • SMF20 Chief Actuary (since 10 Dec 2018)
    • [FCA CF] Significant management (since 10 Dec 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 9 Dec 2019)
    • SMF2 Chief Finance (10 Dec 2018 to 1 Oct 2019)
    • CF11 Money Laundering Reporting (30 Jun 2016 to 9 Dec 2018)
    • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (15 Oct 2008 to 6 Mar 2016)
  • SEIB INSURANCE BROKERS LIMITED (no longer approved here)

    FRN 479477

    • CF1 Director (AR) (1 Dec 2009 to 31 May 2018)
  • Cornish Mutual Insurance Services Ltd (no longer approved here)

    FRN 513584

    • Employed By (1 Dec 2009 to 31 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

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