ScottishPower Energy Management (Agency) Limited

Date authorised
1 April 2013
Companies House
SC222524
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Scottishpower House
    320 St. Vincent Street
    Glasgow
    Glasgow City
    G2 5AD
    UNITED KINGDOM
    Phone
    +4401416145213
    Web
    https://www.scottishpower.com

  • Complaints Contact

    Scottishpower House
    320 St. Vincent Street
    Glasgow
    Glasgow City
    G2 5AD
    UNITED KINGDOM
    Phone
    +4401416145213

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Audrey Rossi

    IRN AXR02633

    • CF30 Customer (17 Aug 2015 to 29 Jul 2019)
  • Babar Sohail Shakoor

    IRN BSS01019

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jan 2023)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 30 Jan 2023)
    • CF30 Customer (31 Mar 2008 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Mar 2002 to 22 Mar 2007)
  • Brian Galloway

    IRN BXG01313

    • CF1 Director (22 Dec 2011 to 15 Apr 2013)
  • Carlos Pombo

    IRN CXP01941

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 Dec 2017 to 8 Dec 2019)
  • Daniel Alcain Lopez

    IRN DXA01561

    • CF1 Director (3 May 2012 to 25 Jan 2016)
  • David Henry Mooney

    IRN DHM01035

    • CF30 Customer (13 Aug 2008 to 1 Nov 2018)
    • CF21 Investment Adviser (21 Mar 2002 to 23 Aug 2006)
  • Donald Gregor McDonald

    IRN GXM01357

    • CF21 Investment Adviser (21 Mar 2002 to 2 Aug 2005)
  • Douglas Andrew Ness

    IRN DXN16317

    • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2022)
    • CF1 Director (9 Sep 2019 to 8 Dec 2019)
  • ELENA MARIA MURCIA DURAN

    IRN EMM01089

    • CF30 Customer (6 Dec 2012 to 27 Sep 2013)
  • Elaine Morris

    IRN EXM01476

    • CF30 Customer (26 Feb 2010 to 12 Dec 2016)
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Recent activity

Updates to this firm's record on the FCA register.

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