Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ScottishPower Energy Management (Agency) Limited (no longer approved here)

    FRN 208253

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jan 2023)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 30 Jan 2023)
    • CF30 Customer (31 Mar 2008 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Mar 2002 to 22 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.