ScottishPower Energy Management (Agency) Limited

Date authorised
1 April 2013
Companies House
SC222524
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Scottishpower House
    320 St. Vincent Street
    Glasgow
    Glasgow City
    G2 5AD
    UNITED KINGDOM
    Phone
    +4401416145213
    Web
    https://www.scottishpower.com

  • Complaints Contact

    Scottishpower House
    320 St. Vincent Street
    Glasgow
    Glasgow City
    G2 5AD
    UNITED KINGDOM
    Phone
    +4401416145213

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eric Alastair Brown

    IRN EAB01037

    • CF30 Customer (1 Nov 2007 to 6 Mar 2008)
    • CF21 Investment Adviser (21 Mar 2002 to 31 Oct 2007)
  • Euan Douglas Chisholm

    IRN EDC01020

    • CF30 Customer (28 Jan 2009 to 30 Jul 2012)
  • Euan Ross Marshall

    IRN ERM01034

    • CF30 Customer (18 Mar 2014 to 21 Oct 2015)
  • Ewan Hamish Stott

    IRN EHS01007

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Mar 2002 to 31 Oct 2007)
  • Francisco Jesús Hernanz Jiménez

    IRN FJH01035

    • CF29 Significant management (4 Aug 2011 to 14 Sep 2016)
  • Gerald Kaye

    IRN GXK00046

    • [FCA CF] Significant management (since 1 Jul 2020)
    • [FCA CF] Proprietary trader (since 1 Jul 2020)
    • [FCA CF] Manager of certification employee (since 1 Jul 2020)
  • Graeme David Beveridge

    IRN GDB01038

    • CF21 Investment Adviser (21 Mar 2002 to 10 Sep 2007)
  • Gregorio Relaño Cobian

    IRN GXR01468

    • CF1 Director (9 Jan 2012 to 6 Nov 2017)
  • Heather Chalmers White

    IRN HXC01147

    • CF10 Compliance Oversight (9 Aug 2004 to 21 May 2015)
    • CF11 Money Laundering Reporting (9 Aug 2004 to 21 May 2015)
    • CF1 Director (9 Aug 2004 to 13 Feb 2019)
  • Iain Lothian Cran

    IRN ILC01016

    • CF30 Customer (8 Jul 2011 to 5 Jan 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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