ScottishPower Energy Management (Agency) Limited

Date authorised
1 April 2013
Companies House
SC222524
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Scottishpower House
    320 St. Vincent Street
    Glasgow
    Glasgow City
    G2 5AD
    UNITED KINGDOM
    Phone
    +4401416145213
    Web
    https://www.scottishpower.com

  • Complaints Contact

    Scottishpower House
    320 St. Vincent Street
    Glasgow
    Glasgow City
    G2 5AD
    UNITED KINGDOM
    Phone
    +4401416145213

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Alexander Campbell

    IRN JAC01256

    • CF21 Investment Adviser (21 Mar 2002 to 1 Nov 2005)
    • CF8 Apportionment and Oversight (21 Mar 2002 to 1 Nov 2005)
    • CF3 Chief Executive (21 Mar 2002 to 1 Nov 2005)
    • CF1 Director (21 Mar 2002 to 1 Nov 2005)
  • John Charles O'Neill

    IRN JCO01032

    • CF30 Customer (1 Nov 2007 to 21 Dec 2011)
    • CF21 Investment Adviser (11 Dec 2006 to 31 Oct 2007)
  • John Francis Galbraith

    IRN JFG01059

    • CF30 Customer (25 Jan 2008 to 6 Sep 2010)
  • John James Dynan

    IRN JXD00720

    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Apr 2023 to 20 Aug 2024)
    • SMF16 Compliance Oversight (3 Apr 2023 to 20 Aug 2024)
  • Jose Luis Rapun Jimenez

    IRN JLR01121

    • CF1 Director (26 May 2016 to 17 Oct 2019)
  • Juan Luis Rios Sanchez

    IRN JLR01102

    • CF29 Significant management (6 Jan 2012 to 29 Apr 2014)
  • Julián Calvo Moya

    IRN JXC02587

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Mar 2013 to 8 Dec 2019)
  • Katherine O'Hagan

    IRN KXO01242

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Apr 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Apr 2023)
    • CF10 Compliance Oversight (21 May 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 May 2015 to 8 Dec 2019)
  • Keith Stuart Anderson

    IRN KSA01014

    • CF2 Non Executive Director (17 Aug 2005 to 8 Oct 2007)
  • Kevin Edward Devlin

    IRN KED01006

    • CF21 Investment Adviser (21 Mar 2002 to 19 May 2006)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.