ScottishPower Energy Management (Agency) Limited

Date authorised
1 April 2013
Companies House
SC222524
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Scottishpower House
    320 St. Vincent Street
    Glasgow
    Glasgow City
    G2 5AD
    UNITED KINGDOM
    Phone
    +4401416145213
    Web
    https://www.scottishpower.com

  • Complaints Contact

    Scottishpower House
    320 St. Vincent Street
    Glasgow
    Glasgow City
    G2 5AD
    UNITED KINGDOM
    Phone
    +4401416145213

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kirsten Bryson

    IRN KXB00609

    • SMF16 Compliance Oversight (since 20 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Aug 2024)
  • Lynn Elizabeth McCombie

    IRN LEM01026

    • CF21 Investment Adviser (21 Mar 2002 to 19 May 2006)
  • Lynsey Moir

    IRN LXM01208

    • CF21 Investment Adviser (21 Mar 2002 to 9 Apr 2003)
  • Michael Henry Bell

    IRN MHB01041

    • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
    • CF21 Investment Adviser (3 Nov 2006 to 31 Oct 2007)
  • Neil Andrew Stainton

    IRN NAS01070

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 May 2018 to 8 Dec 2019)
    • CF29 Significant management (4 May 2010 to 2 Nov 2010)
    • CF30 Customer (1 Nov 2007 to 15 May 2013)
    • CF21 Investment Adviser (21 Mar 2002 to 31 Oct 2007)
  • Nicholas Wenham Horler

    IRN NWH01020

    • CF1 Director (14 Dec 2009 to 13 Oct 2010)
  • Peter Richard Brown

    IRN PRB01146

    • CF2 Non Executive Director (22 Oct 2007 to 31 Mar 2008)
    • CF3 Chief Executive (10 Nov 2005 to 22 Oct 2007)
    • CF1 Director (10 Nov 2005 to 22 Oct 2007)
    • CF8 Apportionment and Oversight (10 Nov 2005 to 22 Oct 2007)
  • Peter Robert Brown

    IRN PRB01154

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (12 Oct 2006 to 31 Oct 2007)
  • Philip Gordon Nailor

    IRN PGN01015

    • CF30 Customer (1 Nov 2007 to 8 Aug 2012)
    • CF21 Investment Adviser (14 Mar 2005 to 31 Oct 2007)
  • Rachel Madlyn Freeth

    IRN RMF01041

    • CF21 Investment Adviser (21 Mar 2002 to 19 May 2006)
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Recent activity

Updates to this firm's record on the FCA register.

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