ScottishPower Energy Management (Agency) Limited

Date authorised
1 April 2013
Companies House
SC222524
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Scottishpower House
    320 St. Vincent Street
    Glasgow
    Glasgow City
    G2 5AD
    UNITED KINGDOM
    Phone
    +4401416145213
    Web
    https://www.scottishpower.com

  • Complaints Contact

    Scottishpower House
    320 St. Vincent Street
    Glasgow
    Glasgow City
    G2 5AD
    UNITED KINGDOM
    Phone
    +4401416145213

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ramon Antonio Fernandez Olmedo

    IRN RAF01130

    • CF1 Director (7 Dec 2009 to 24 Apr 2012)
  • Richard David Field

    IRN RDF01031

    • CF30 Customer (14 Dec 2007 to 18 Dec 2009)
    • CF21 Investment Adviser (21 Mar 2002 to 19 May 2006)
  • Richard Leonard Hyde

    IRN RLH01058

    • CF1 Director (29 Nov 2017 to 31 Jan 2018)
    • CF29 Significant management (26 Jan 2012 to 31 Jan 2018)
    • CF30 Customer (1 Nov 2007 to 3 Mar 2008)
    • CF21 Investment Adviser (16 Nov 2005 to 31 Oct 2007)
  • Robert Arthur Benns

    IRN RAB01237

    • CF10 Compliance Oversight (21 Mar 2002 to 16 Aug 2004)
    • CF1 Director (21 Mar 2002 to 16 Aug 2004)
    • CF11 Money Laundering Reporting (21 Mar 2002 to 16 Aug 2004)
  • Roger Seshan

    IRN RXS01970

    • CF2 Non Executive Director (1 May 2008 to 31 May 2011)
  • Ross Paton

    IRN RXP00325

    • [FCA CF] Proprietary trader (since 26 Jul 2022)
    • [FCA CF] Client dealing (since 26 Oct 2021)
  • Stephen Henderson

    IRN SXH02038

    • CF29 Significant management (15 Jun 2010 to 2 Nov 2010)
    • CF1 Director (15 Jun 2010 to 31 Jul 2011)
  • Steven John Hurst

    IRN SJH01469

    • [FCA CF] Manager of certification employee (since 12 May 2023)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (22 Sep 2008 to 20 Mar 2012)
  • Susan Mary Reilly

    IRN SMR01070

    • CF2 Non Executive Director (21 Mar 2002 to 20 Jul 2005)
  • Thomas Nikolaou

    IRN TXN00079

    • [FCA CF] Proprietary trader (since 19 Feb 2024)
    • [FCA CF] Client dealing (since 19 Feb 2024)
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Recent activity

Updates to this firm's record on the FCA register.

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