Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (91)Director of firm who is not a certification employee or a SMF manager (28 Oct 2020 to 1 Nov 2024)
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- CF1 Director (21 Mar 2002 to 16 Aug 2004)
- CF10 Compliance Oversight (21 Mar 2002 to 16 Aug 2004)
- CF11 Money Laundering Reporting (21 Mar 2002 to 16 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (91)Director of firm who is not a certification employee or a SMF manager at SSE Trading Limited