Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Pauline Susan Nield
IRN PSC00029
- CF21 Investment Adviser (10 Oct 2002 to 10 Oct 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Oct 2002)
Perry Ian Thomas
IRN PIT01007
- SMF4 Chief Risk (9 Dec 2019 to 16 Oct 2020)
- CF28 Systems and controls (19 Oct 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (19 Oct 2015 to 12 Dec 2018)
Perveen Kumari Chopra
IRN PKC00017
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Peter Andrew Jones
IRN PAJ00037
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Peter Anthony Yeomans
IRN PAY00006
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Peter Brian Harvey
IRN PBH00005
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Peter Broome
IRN PXB00257
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Peter Buffery
IRN POB01002
- CF30 Customer (26 Sep 2012 to 1 Jan 2013)
Peter Carr
IRN PXC00142
- CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
Peter Courtney Cunningham
IRN PCC00018
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.