Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Lee Colin Tolfree
IRN LCT00005
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Lee Downes
IRN LXD00026
- CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2002)
Lee John Jones
IRN LJJ00011
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Nov 2002)
Lee Jon Merrett
IRN LJM00021
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Lee Lowry
IRN LXL00014
- CF21 Investment Adviser (30 Jun 2006 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (6 Apr 2006 to 30 Jun 2006)
Lee Malcolm Ascott
IRN LMA00007
- CF21 Investment Adviser (12 Apr 2007 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (14 Nov 2006 to 12 Apr 2007)
Lee Michael Sanders
IRN LMS00012
- CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2002)
Leigh Ronald Vivian
IRN LXV00004
- CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
Lesley Faith Williams
IRN LFW00003
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jan 2002)
Lesley Hill
IRN LXH00069
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.