Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (17 Feb 2020 to 1 Apr 2025)
- [FCA CF] Functions requiring qualifications (17 Feb 2020 to 1 Apr 2025)
- CF30 Customer (10 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2006)
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- CF21 Investment Adviser (30 Jun 2006 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (6 Apr 2006 to 30 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.