Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Russell
IRN DXR00078
- CF21 Investment Adviser (4 May 2007 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (21 Nov 2006 to 4 May 2007)
David Scott Graham
IRN DSG01018
- CF1 Director (1 Dec 2001 to 19 Nov 2002)
David Scott Morris
IRN DSM00048
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jan 2002)
David Steven Williams
IRN DSW00016
- CF30 Customer (4 May 2010 to 1 Jan 2013)
- CF21 Investment Adviser (19 Dec 2002 to 10 Sep 2004)
- CF22 Investment Adviser (Trainee) (13 Feb 2002 to 19 Dec 2002)
David Stuart Lucas
IRN DSL00016
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
David Thomas Beasley
IRN DTB00012
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
David Thomas Gibbins
IRN DTG00002
- CF21 Investment Adviser (24 Aug 2004 to 10 Sep 2004)
- CF22 Investment Adviser (Trainee) (17 Nov 2003 to 24 Aug 2004)
David Thorpe
IRN DXT00098
- CF21 Investment Adviser (12 Mar 2004 to 15 Nov 2004)
- CF22 Investment Adviser (Trainee) (1 Sep 2003 to 12 Mar 2004)
David Timothy Simmonds
IRN DTS00007
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
David Walton
IRN DXW00202
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.