Scottish Widows Unit Trust Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Ward Reilly
IRN DWR00018
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (10 Aug 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Apr 2005 to 10 Aug 2005)
David Wedgebrow
IRN DXW00215
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2002)
David William Finnie
IRN DWF00006
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
David William Morgan
IRN DWM00022
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
David William Nixon
IRN DWN00011
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
David William Swain
IRN DWS00023
- CF21 Investment Adviser (16 Apr 2007 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (21 Nov 2006 to 16 Apr 2007)
Dean Adrian Latter
IRN DAL00034
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Dean Francis Henderson
IRN DFH00009
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Dean James Bedson
IRN DJB01569
- CF30 Customer (26 Oct 2010 to 30 Jun 2011)
Dean John Mullaly
IRN DJM00086
- CF21 Investment Adviser (21 Nov 2003 to 29 Mar 2004)
- CF22 Investment Adviser (Trainee) (9 Jun 2003 to 21 Nov 2003)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.