Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 20 Dec 2024)
    • CF1 Director (AR) (since 26 Sep 2024)
    • Employed By (since 26 Sep 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (10 Feb 2022 to 19 Dec 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (29 Jul 2016 to 5 Feb 2022)
    • [FCA CF] Functions requiring qualifications (29 Jul 2016 to 25 Oct 2020)
    • CF30 Customer (30 Jun 2011 to 31 Jan 2012)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF30 Customer (26 Oct 2010 to 30 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

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