Scottish Widows Unit Trust Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Mark O'Neil
IRN DMO00008
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
David Mellett
IRN DFM00018
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
David Michael Howard Hill
IRN DMH01106
- CF21 Investment Adviser (4 Dec 2001 to 17 Jul 2002)
David Michael Rutherford
IRN DMR01113
- CF15 Internal Audit (10 Nov 2005 to 31 Jan 2007)
David Michael Withall
IRN DMW00062
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
David Murray Short
IRN DMS01167
- CF22 Investment Adviser (Trainee) (10 Mar 2003 to 9 Apr 2004)
David Peter Hemy
IRN DPH00017
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (14 Jul 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Feb 2003 to 14 Jul 2003)
David Raymond Goodwin
IRN DRG00023
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
David Richard Melloy
IRN DRM00035
- CF21 Investment Adviser (17 May 2006 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (2 Dec 2005 to 17 May 2006)
David Robert Sherwood
IRN DRS00035
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.