Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (15 Sep 2022 to 30 Sep 2025)
- [FCA CF] Manager of certification employee (15 Sep 2022 to 30 Sep 2025)
- [FCA CF] Client dealing (15 Sep 2022 to 30 Sep 2025)
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- [FCA CF] Manager of certification employee (5 Jun 2019 to 12 Jun 2022)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 4 May 2019)
- CF30 Customer (3 Mar 2016 to 6 Mar 2016)
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- CF30 Customer (1 Sep 2014 to 31 Dec 2015)
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- CF30 Customer (13 Oct 2009 to 28 Feb 2014)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.