Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Functions requiring qualifications (15 Sep 2022 to 30 Sep 2025)
    • [FCA CF] Manager of certification employee (15 Sep 2022 to 30 Sep 2025)
    • [FCA CF] Client dealing (15 Sep 2022 to 30 Sep 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (5 Jun 2019 to 12 Jun 2022)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 4 May 2019)
    • CF30 Customer (3 Mar 2016 to 6 Mar 2016)
  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • CF30 Customer (1 Sep 2014 to 31 Dec 2015)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (13 Oct 2009 to 28 Feb 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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